Build a Future You Can Look Forward To

Overview: Retirement planning is about creating stability, security, and peace of mind. I help you understand how annuities and other financial tools can support your long‑term goals.

What We Cover Together:

  • Understanding Annuities — How they work, how they grow, and how they pay

  • Income Planning — Strategies to ensure you don’t outlive your savings

  • Long‑Term Financial Goals — Building a roadmap for the future you want

Your Experience: I break down complex financial concepts into simple, actionable steps so you can make confident decisions about your future.

FAQs

Can I roll my 401(k) into a Fixed Indexed Annuity?

1

Yes. You can roll your 401(k) into a Fixed Indexed Annuity (FIA) tax‑free through a direct trustee‑to‑trustee transfer. This type of rollover ensures you never touch the funds, which prevents taxes and penalties. Once transferred, the annuity becomes a qualified IRA annuity and continues to grow tax‑deferred. Required Minimum Distributions (RMDs) still apply beginning at age 73.


Will I pay taxes or penalties when rolling my 401(k) into a Fixed Indexed Annuity?

2

No. When the rollover is completed as a direct transfer, there are no taxes, no penalties, and no withholding. Your retirement savings move seamlessly from your employer plan into the annuity while maintaining their tax‑advantaged status.


Can a Fixed Indexed Annuity lose value during a market downturn?

3

Fixed Indexed Annuities have a 0% floor, meaning your account cannot lose money due to market declines. In a negative market year, your credited interest simply becomes 0%, not negative. This protects your principal while still allowing for growth when the market performs well.


What are the typical returns and fees for a Fixed Indexed Annuity?

4

FIAs do not charge annual advisory fees, asset‑based fees, or market‑value fees (unless surrendered early). Instead, growth is determined by caps, participation rates, or spreads. A major academic study found that actual FIA returns over 5‑year periods ranged from 3.89% to 9.19% annually, depending on market conditions and contract design. While FIAs limit upside, they also protect against losses, offering a balance of safety and growth potential.